Moneydhan Investment Advisory India LLP

SEBI Registered Investment Advisers Registration No. INA200016193

Advisory Guidelines

MISSION

As an Investment Adviser, we are passionate about making a difference to the society and help them enrich through our expertise in capital markets.

VISION

Our vision is to build an exemplary Investment advisory practice that can be trusted and unbiased, that is driven by strong values and ethics, providing outstanding investment solutions. To truly partner with our clients in their investment journey and help them realize their financial goals through long term, conservative and responsible non-speculative financial instruments.

VALUES

All our actions as an Investment adviser are governed by 3 core values:

  • Being transparent, 
  • Putting clients first, 
  • Doing the right thing. 

The objective will be to help clients make informed decisions regarding their personal finance and enhance their chances of achieving their financial goals in a disciplined way.

CODE OF CONDUCT

  1. Honesty and Good Faith

    Investment Adviser, its employees and associates shall act honestly and in good faith.
  2. Diligence
    Investment Adviser, its employees and associates shall act with due skill, care and diligence and shall ensure that the advice is offered after thorough analysis.
  3. Conflict of Interest
    Investment Adviser, its employees and associates shall effectively address conflict of interest which may affect the impartiality of its advisory shall make appropriate disclosures to address the same.
  4. Insider Trading or front running
    Investment Adviser, its employees and associates shall not engage in insider trading or front running of our own advice.
  5. Confidentiality
    Investment Adviser, its employees and associates shall maintain confidentiality of information.
  6. Professional Standard
    Investment Adviser, its employees and associates engaged in advisory shall observe high professional standard while offering advice.
  7. Compliance
    Investment Adviser, its employees and associates shall comply with all regulatory requirements applicable to the conduct of its business activities.
  8. Responsibility of senior management
    The senior management of Investment Adviser, its employees and associates engaged in advisory shall bear primary responsibility for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures by the body corporate.

NO FRONT-RUNNING

Front-running is prohibited. There are two ways in which front-running can arise:

  1. Through use of client order information, i.e.  utilizing  the  advantage  of  advance knowledge of pending orders of clients; or
  2. Through information about the timing or contents of advice prior to offering it to the clients.

We, Moneydhan Investment Advisory India LLP (“Investment Advisor”), a registered investment advisor, with SEBI Registration No. INA200016193, are implementing below guidelines as a guiding principles for our investment advisory activities. The guidelines would be applicable to us along with our employees and associates.

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Moneydhan Investment Advisory India LLP

SEBI Registered Investment Advisers 

Registration No. INA200016193

Date:

Moneydhan Investment Advisory India LLP

SEBI Registered Investment Advisers Registration No. INA200016193 
(Type of Registration- Non-Individual, Validity of Registration- Perpetual)

Address:  KMC XXX/1242 B1 , First Floor, Opposite Government Hospital, Kothamangalam P.O, Kothamangalam, Ernakulam District, Kerala , India – 686691

Contact No: 91 7666566272, Email: sujith@moneydhan.com

SEBI regional/local office address – 6th Floor, Finance Tower, Kaloor, Kochi – 682017, Kerala

Principal Officer: Mr. Seshadri K Iyengar, Contact No: 91 9886052628, Email: seshadri@moneydhan.com, Moneydhanadvisor@gmail.com