As per SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 Investment adviser shall ensure that
Pursuant to the SEBI (INVESTMENT ADVISERS) REGULATIONS, 2013 guidelines with respect to Suitability Assessment, we do proper risk profiling and risk assessment for each of the clients. As per risk analysis & client requirement we ensure that correct product/service as per client risk tolerance capacity is being offered which is suitable for client. Also, client subscribes for any of our services after evaluating our service features, pricing, risk involved, scope of service, mode of service delivery, trading strategy, your risk appetite, disclaimer, disclosure, terms of usage, T&C & NO REFUND POLICY explicitly communicated to client in personal meeting, understanding & being aware of the risk involved in Stock / Commodity / Currency market trading.
After assessing, being affirmative with the service suitability & being satisfied with the services offered, client willingly subscribe for the service/services keeping in check their financial standing and assessing the capacity to absorb losses, whenever incurred.
To ensure that the advice offered to the client is suitable for the client we shall ensure that all investments on which investment advice is provided is appropriate to the risk profile of the client by categorizing client as low risk appetite, medium risk appetite and high risk appetite. A similar classification will be done for products/services after considering the risk and reward of the services offered and various SEBI guidelines in this regards. Client with Medium risk appetite is recommended to subscribe medium risk services only and client with high risk appetite is recommended to subscribe either medium or high risk services. We do not offer low risk services. Thus, it is ensured that advices which are being offered to clients are fully suitable.
Basis upon the risk tolerance capacity & perspective of trading/investment in market with the horizon of profit returns from the market, investors/traders are classified as Conservative, Moderate & Aggressive.
Sr. No. | Type of Investor/Trader | Definition Investor/Trader | Risk Tolerance Capacity |
1 | Conservative (Low Risk Category Client) | An investor who has low ability to accept risk. A conservative investor is someone who wants his money to grow but does not want to risk his principle investment. | Low Risk |
2 | Moderate (Moderate Risk Category Client) | An investor values reducing risks and enhancing returns equally. This investor is willing to accept short to long term fluctuation risks to seek higher returns & capital gain. A Moderate investor endures a short-term loss of principal and aware that capital may fall under original investment capital, during economy downturn. Group 1 / Moderate Risk Category services are offered. | Medium Risk |
3 | Aggressive (High Risk Category Client) | An investor who seek for “high risk high return” investment, able to accept short to long term fluctuation to earn very high returns. Services under Group 2 / High Risk Category Services are recommended however client may also opt for services under Group 1/ Moderate Risk Category Services. | High Risk |
………………………………………………….
For,
Moneydhan Investment Advisory India LLP
SEBI Registered Investment Advisers
Registration No. INA200016193
Date:
Moneydhan Investment Advisory India LLP
SEBI Registered Investment Advisers Registration No. INA200016193
(Type of Registration- Non-Individual, Validity of Registration- Perpetual)
Address: KMC XXX/1242 B1 , First Floor, Opposite Government Hospital, Kothamangalam P.O, Kothamangalam, Ernakulam District, Kerala , India – 686691
Contact No: 91 9895236064, Email: sujith@moneydhan.com
SEBI regional/local office address – 6th Floor, Finance Tower, Kaloor, Kochi – 682017, Kerala
Principal Officer: Mr. Seshadri K Iyengar, Contact No: 91 9886052628, Email: seshadri@moneydhan.com
Post expense ratio and churning, Mutual Fund cannot achieve your financial goal.
Moneydhan Investment Advisory India LLP
SEBI Registered Investment Advisers Registration No. INA200016193 (Type of Registration- Non-Individual, Validity of Registration- Perpetual)
7/433, Alumavunchodu, Thankalam, kothamangalam, kochi, Ernakulam, KERALA, INDIA – 686691
Contact No: 91 8480005564,
Email: sujith@moneydhan.com
Principal Officer: Mr. Hardeep Shantaram Korde, Contact No: 91 8480005564, Email: moneydhanadvisor@gmail.com
